Posted Apr 27, 2026
As a Lead/Assistant Manager in Compliance Monitoring & Testing, you will play a crucial role in executing compliance testing engagements to evaluate the design and effectiveness of key regulatory controls across business units in Asia. Your responsibilities will include developing and implementing risk-based compliance test plans, conducting control assessments, documenting findings, identifying control gaps, and collaborating with stakeholders for remediation. Key Responsibilities:
Qualifications Required:
Total Experience: 5-7 years, with a minimum of 3-5 years in compliance testing, internal audit, or risk management
Strong understanding of Regulatory Compliance Management (RCM) framework and control effectiveness assessment
Experience in sampling techniques, testing methodologies, documentation, and report writing
Stakeholder management and communication skills are essential
Preferred skills include experience in financial services/insurance sector, knowledge of Compliance Pillars, recognized professional accounting and compliance designations, and exposure to tools like Archer, SharePoint, and Tableau
Must have experience in executing end-to-end compliance testing engagements, translating legislation and regulations into business impacts, and understanding regulatory requirements and control frameworks
Strong leadership and communication skills for stakeholder engagement and influencing outcomes You will operate in a deadline-focused environment within the Compliance category. The posting end date is 26/04/2026. As a Lead/Assistant Manager in Compliance Monitoring & Testing, you will play a crucial role in executing compliance testing engagements to evaluate the design and effectiveness of key regulatory controls across business units in Asia. Your responsibilities will include developing and implementing risk-based compliance test plans, conducting control assessments, documenting findings, identifying control gaps, and collaborating with stakeholders for remediation. Key Responsibilities:
Develop and execute risk-based compliance test plans using standardized methodologies
Define scope, sampling approach, and testing procedures to ensure consistency and quality
Perform control walkthroughs and substantive sample testing, applying data analytics techniques for validation
Document test procedures, findings, and evidence in working papers and prepare clear Compliance Test Reports
Identify control gaps, root causes, associated risks, and provide recommendations for remediation
Collaborate with Business Units, Compliance, and SMEs for stakeholder management and timely remediation
Contribute to the enhancement of testing methodologies, support regulatory inspections, and assist in the development of dashboards and MI reporting
Qualifications Required:
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