As a Senior Manager - Trade Surveillance in Capital Markets at Bank Of America in Gurgaon/Gurugram, your role will involve monitoring and analyzing trading activities to detect and prevent any potential market abuse or regulatory violations. **Key Responsibilities:**
Monitor trading activities in real-time to identify any suspicious or unauthorized transactions. - Conduct thorough investigations into any alerts generated by the surveillance systems. - Collaborate with internal stakeholders such as traders, compliance officers, and legal teams to address any identified issues. - Stay updated on the latest regulatory requirements and industry best practices related to trade surveillance. - Prepare and submit reports to regulatory authorities as required. **Qualifications Required:**
Minimum of 9 years of experience in trade surveillance, compliance, or a related field. - Strong knowledge of capital markets and financial products. - Excellent communication skills to effectively interact with internal teams and regulators. - Ability to work under pressure and handle sensitive information with confidentiality. Bank Of America is a renowned financial institution with a global presence, committed to providing excellent services to its clients and fostering a culture of innovation and integrity. Joining the team at Bank Of America will offer you the opportunity to work with industry experts and contribute to maintaining the highest standards of compliance and risk management. As a Senior Manager - Trade Surveillance in Capital Markets at Bank Of America in Gurgaon/Gurugram, your role will involve monitoring and analyzing trading activities to detect and prevent any potential market abuse or regulatory violations. **Key Responsibilities:**
Monitor trading activities in real-time to identify any suspicious or unauthorized transactions. - Conduct thorough investigations into any alerts generated by the surveillance systems. - Collaborate with internal stakeholders such as traders, compliance officers, and legal teams to address any identified issues. - Stay updated on the latest regulatory requirements and industry best practices related to trade surveillance. - Prepare and submit reports to regulatory authorities as required. **Qualifications Required:**
Minimum of 9 years of experience in trade surveillance, compliance, or a related field. - Strong knowledge of capital markets and financial products. - Excellent communication skills to effectively interact with internal teams and regulators. - Ability to work under pressure and handle sensitive information with confidentiality. Bank Of America is a renowned financial institution with a global presence, committed to providing excellent services to its clients and fostering a culture of innovation and integrity. Joining the team at Bank Of America will offer you the opportunity to work with industry experts and contribute to maintaining the highest standards of compliance and risk management.