Senior Operations Lead - KYC and AML Compliance

Familiarity with AML/KYC regulations and industry guidelines such as FSA, JMLSG, 3rd EU Money Laundering Directive, MiFID

Ability to interpret regulatory guidelines, assess risk scores and entity types, interpret alerts, identify trends and inconsistencies, and understand the end-to-end KYC process In addition to the challenging and rewarding responsibilities, Deutsche Bank AG offers a range of benefits including Best in class leave policy, Gender-neutral parental leaves, 100% reimbursement under childcare assistance benefit, Sponsorship for Industry-relevant certifications and education, Employee Assistance Program, Comprehensive Hospitalization Insurance, Accident and Term life Insurance, Complementary Health screening, and more. Deutsche Bank Group fosters a culture of continuous learning, collaboration, and empowerment. They strive for a positive, fair, and inclusive work environment where employees are encouraged to excel together every day. To learn more about the company, please visit their website at https://www.db.com/company/company.html. As an Operations Senior Lead, AVP at Deutsche Bank AG, your primary focus will be on client onboarding (COB) and exceptions in alignment with regulatory standards and jurisdictions. You will be responsible for providing regular updates to senior bank stakeholders regarding changes in KYC, AML, and AFC areas, ensuring seamless implementation of necessary changes with minimal disruptions. Your role will also involve assisting the bank's clients by managing all KYC and account opening requirements with appropriate governance and controls. Operating within strict adherence to Standard Operating Procedures (SOPs) and Operation Level Agreements (OLAs), your goal will be to achieve accurate and timely account openings to facilitate trade execution. Key Responsibilities:

Verify Client data and perform due diligence of new and existing clients across various client types

Review and verify KYC documentation of clients to be adopted or reviewed

Conduct risk assessments of clients and sign off on new client adoptions

Manage New Client Adoption or Periodic Review stream to ensure compliance with regulatory requirements and internal policies

Handle exceptions to ensure adherence to SLAs defined with the Business on timeliness and quality