Brokerage Operations Associate (f/m/d)

At Upvest, we are on a mission to make investing as easy as spending money. Upvest empowers businesses to offer a wide range of investment products and the best experience in the field of capital market investment and retirement planning. Upvest’s Investment API is easy to integrate so that fintechs and financial institutions can save resources and fully focus on their core business. We are proud to partner with Europe’s leading Fintechs and financial institutions such as DKB, Revolut, N26 and Raisin. Founded in 2017 by Martin Kassing, Upvest now brings together over 270 talented professionals from more than 70 nationalities. Upvest is backed by €280M in total funding from world-class investors, including BlackRock, Tencent, Sapphire Ventures, and Bessemer Venture Partners, Earlybird, Notion Capital, and Motive. Our latest €105M funding round in March 2026 - led by Sapphire and Tencent - serves as a massive catalyst for our growth, allowing us to offer premier investment experience. As an Associate in our Brokerage Operations team, you will be at the forefront of our daily capital markets activities. You will take responsibility for executing and monitoring order flows, managing operational risks, and driving the operational rollout of new investment products. This role bridges the gap between daily trade execution, regulatory compliance, and cross-functional product development. # What you’ll do:

• Order Management & Best Execution: Oversee the daily monitoring of trade executions and order flows. Ensure client trades are processed accurately, promptly, and in strict adherence to our Best Execution policies. - Monitor automated and algorithmic trading flows, manage daily operational risks, handle mismatches, and actively resolve trade-related incidents and mistrades. - Conduct continuous monitoring of trading activities to identify potential market abuse. Prepare, review, and submit data for regulatory reporting obligations (such as MiFIR, MAR, and Best Execution). - Manage, maintain, and help expand our offered investment universe across various European and EMEA jurisdictions, ensuring all assets align with local regulatory frameworks and operational setups. - Execute daily operational processes surrounding trading, specifically handling the execution workflows for equities, mutual funds, and ELTIFs (European Long-Term Investment Funds). - Collaborate closely with Product, Engineering, and Compliance teams to ensure operational readiness for new brokerage product launches and feature rollouts. - Identify operational bottlenecks, leverage data to propose solutions, and continuously improve our internal trading infrastructure and documentation. #