AML/KYC Specialist - Analyst / Associate

About the Role

iCapital is looking for a Compliance Analyst/Associate candidate to join its Regulatory and Compliance team to lead the review and approval process for investor AML/ KYC with a strong private fund focus. The candidate will be responsible for ensuring compliance with all AML/KYC regulatory requirements and generally assisting the Legal and Compliance teams with various compliance-focused tasks. Responsibilities

• Review of investor/client AML/KYC documentation, client communications, quarterly reporting and ongoing monitoring. - Perform third party reliance testing and monitoring. - Collaborate across various business lines on new initiatives, providing compliance guidance

• AML screening review and dispositions. - Assist in preparing for and responding to inquiries and audits. Qualifications

• 1-4 years of alternatives experience, preferably with both broker dealer and registered investment advisor experience

• Strong knowledge of the Investment Company Act of 1940, Securities Act of 1933 and Cayman Islands Anti-Money Laundering Regulations

• AML/KYC knowledge of regulatory requirements for private fund investors

• Experience with AML screening resolution vendor tools (LexisNexis, Worldcheck, ComplyAdvantage, etc.)